Know Your Customer

JSC “Rietumu Asset Management” IMC operates in accordance with the legal acts of the European Union and the Republic of Latvia and follows recommendations of international financial organizations and workgroups (unofficial translation of titles of main laws and regulations is provided):

General regulations:

Field specific regulation:

  • The law on the Financial Instruments Market (In force since 01.01.2004.)
  • The law on Investment Management Companies (In force since 01.07.1998.)
  • Directive (EU) 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (MiFID II)
  • Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS)